Criminal Defense
In short
New York is not a stand your ground state, but the duty to retreat is narrower than people assume. It applies only before using deadly physical force, and only when you actually know you can retreat in complete safety to yourself and others. There is no duty to retreat before ordinary physical force, and none in your own dwelling if you were not the initial aggressor.
No, but the label obscures more than it explains. New York imposes a duty to retreat only before using deadly physical force, and only when you actually know you can retreat in complete safety. There is no duty to retreat before using ordinary physical force at all, and there is an exception for your own home.
The practical difference from a state like Florida is narrower than the phrase suggests. What Florida also has, and New York does not, is a pretrial immunity hearing: a separate proceeding where a defendant can have the case thrown out before trial, with the state carrying a clear and convincing burden to defeat it. New York has no equivalent under article 35. Here, justification is litigated through motions, evidence and the jury charge inside the ordinary criminal case.
Yes, a limited one. Under Penal Law 35.15(2)(a)(i), the duty to retreat before using deadly physical force does not apply when you are in your dwelling and were not the initial aggressor.
Note how narrow that language is, because this is where people go wrong:
The accurate description is a dwelling-based exception to the retreat rule, not a general rule that you may stand your ground anywhere you own.
Under Penal Law 35.15(1), you may use physical force, and only as much force as you reasonably believe is necessary, to defend yourself or someone else from what you reasonably believe is the use or imminent use of unlawful physical force.
Three things defeat it:
There is no duty to retreat before using ordinary, non-deadly force. The retreat rule attaches only to deadly physical force.
This is the heart of every self-defense case, and it was settled in People v. Goetz, 68 N.Y.2d 96 (1986). New York uses a hybrid test, neither purely subjective nor purely objective:
| Step | Question |
|---|---|
| Subjective | Did you actually believe force was necessary? |
| Objective | Was that belief reasonable, judged on the circumstances as you perceived them? |
Both must be satisfied. A genuine but wildly unreasonable belief fails. But the objective half is not an abstract question about how an ideal person would react: the factfinder considers your situation and what you knew, including prior threats, size disparity, whether a weapon was displayed, and what had already happened that night.
Only where the ordinary requirements are met and one of the circumstances in Penal Law 35.15(2) applies:
That cross-reference matters. Not every unlawful entry authorizes deadly force automatically.
Before deadly force, and only if you know you can avoid the need for it by retreating with complete safety to yourself and to others.
Read that carefully, because two qualifiers do most of the work:
Prosecutors describe this as a duty to run away. It is narrower than that, and the difference is frequently the case.
Under 35.15(1)(b) an initial aggressor is not justified. But the right can be regained. All three of these must happen:
Pausing, backing up a step, or switching tactics is not withdrawal. Who the initial aggressor was is a question of fact, and it is not always the person who threw the first punch. Words alone are generally not enough to make someone the initial aggressor, though intentionally provoking a fight in order to injure someone is separately excluded.
If two people agree to fight, neither can ordinarily claim justification for what follows. The exclusion is narrow and turns on whether there was a genuine mutual agreement, as opposed to one person attacking and the other responding. Mutual escalation is not automatically an agreement to fight.
No. Not for property alone.
Penal Law 35.20(1) allows physical force to prevent or stop a crime involving damage to premises, but deadly force remains governed by the separate restrictions in 35.15 and 35.20(3). Believing that property is being taken, damaged or trespassed on does not by itself authorize deadly force. There has to be a qualifying belief about deadly force, one of the specified serious felonies, or the statutory burglary circumstances.
Justification in New York is a defense, not an affirmative defense. The distinction is not academic and it is worth more than everything above.
| Who proves it | To what standard | |
|---|---|---|
| Affirmative defense (e.g. extreme emotional disturbance) | The defendant | Preponderance of the evidence |
| Defense (justification, PL 35.00) | The prosecution must disprove it | Beyond a reasonable doubt |
Once the evidence raises justification, you do not have to prove you acted in self-defense. The People have to disprove it beyond a reasonable doubt, and they must do so as to a necessary element of the defense.
That is a very heavy burden, and it is the reason self-defense cases are worth fighting rather than pleading. Getting the justification charge in front of the jury is often the whole battle.
Misdemeanor charges, including assault in the third degree, are heard in the Nassau County District Court at 99 Main Street in Hempstead. Felony assault and homicide charges begin there for arraignment and move to Nassau County Court in Mineola once indicted.
Related: what happens at an arraignment and criminal defense in Nassau County.
This guide is general information about New York law, not legal advice about your situation, and reading it does not create an attorney-client relationship. Statutes and penalties change, and how the law applies depends on facts no webpage knows. Check the linked primary source, and speak with a lawyer about your own case.
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